A Capital Idea
Many smaller banks in the United States recently received a bit of surprising news. The banking agencies published their notices of proposed rulemaking relating to the bank capital requirements. The...
View ArticleJOBS Act CFO Magazine Webcast
On October 25, from 2:00-3:00pm ET, CFO Magazine will present a webcast entitled “JOBS Act: Benefits, Best Practices and Opportunities.” The JOBS Act changes many capital raising regulatory...
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Section 3(b)(2) Exemption and Capital-Raising by Banks
Many banks have taken advantage of the provisions of the JOBS Act regarding the holder-of-record threshold to deregister and terminate their registration. Banks may want to consider their...
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Foreign Issuers Accessing the U.S. Market
The Staff of the Division of Corporation Finance recently published a summary of the various capital-raising alternatives available to foreign issuers. The summary is accessible from this link:...
View ArticleJOBS Act Panel Discussion
On Wednesday, September 25, Anna Pinedo participated in a Lexis Practice Advisor CLE seminar focusing on the JOBS Act. Ms. Pinedo presented on a panel entitled “The Impact of the JOBS Act on the...
View ArticleUnder a Clear Blue Sky?
On April 8, Commissioner Aguilar and Commissioner Stein spoke at the North American Securities Administrators Association conference. Commissioner Aguilar noted in his remarks that “Regulation A-plus...
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